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John William Hendley

R.m. Stark & CO., Inc.

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About John William Hendley

John William Hendley is a financial advisor with R.m. Stark & CO., Inc. John has over 27 years of experience in the financial services industry. John is licensed to sell securities in 15 states, including Florida, Georgia, Illinois, Indiana, Kansas, Maryland, Massachusetts, Michigan, New York, South Carolina, Tennessee, Virginia, Wisconsin, Arizona, and California. John specializes in providing financial advice to individual investors.

Firm Information

John Hendley is currently registered with R.m. Stark & CO., Inc.. R.m. Stark & CO., Inc. is a corporation formed on September 29, 1988. The firm is registered in 43 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

15

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Hendley’s Registration & Firm History

FL

10/18/2023 - Present

R.m. Stark & CO., Inc. (LAKE WORTH BEACH FL)

FL

02/01/2023 - 10/18/2023

NEWBRIDGE SECURITIES CORPORATION (BOCA RATON FL)

SC

01/03/2023 - 01/30/2023

R.M. STARK & CO., INC. (Greer SC)

SC

09/01/2015 - 12/31/2022

TRADINGBLOCK (Greenville SC)

TN

11/15/2012 - 08/28/2015

SCF SECURITIES, INC. (HENDERSONVILLE TN)

TN

04/30/2012 - 11/15/2012

WFG INVESTMENTS, INC. (HENDERSONVILLE TN)

TN

10/01/2009 - 04/30/2012

BROKERSXPRESS LLC (HENDERSONVILLE TN)

TN

09/14/2007 - 10/05/2009

SII INVESTMENTS, INC. (HENDERSONVILLE TN)

TN

06/29/2007 - 10/09/2007

REGAL SECURITIES, INC. (GOODLETTSVILLE TN)

TN

08/29/2005 - 07/03/2007

BROOKSTREET SECURITIES CORPORATION (GOODLETTSVILLE TN)

IL

04/01/2003 - 08/24/2005

NICOL INVESTORS CORPORATION (GRANITE CITY IL)

IN

08/08/2001 - 04/11/2003

JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)

IL

04/28/1998 - 08/03/2001

RICHARD B. VANCE & COMPANY (JOLIET IL)

IN

10/01/1997 - 04/23/1998

JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)

IN

08/08/1996 - 10/01/1997

JEFFERSON-PILOT INVESTOR SERVICES, INC. (FORT WAYNE IN)

NY

11/10/1995 - 08/15/1996

EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)

NY

11/10/1995 - 08/15/1996

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

NY

05/31/1994 - 07/07/1994

EQUICO SECURITIES, INC. (NEW YORK NY)

NY

05/31/1994 - 07/07/1994

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/27/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/22/2003

Series 24 - General Securities Principal Examination

BC

Issued 02/01/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/20/1999

Series 7 - General Securities Representative Examination

BC

Issued 05/27/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for John William Hendley. Review regulatory record here.
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