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John William Heffernan

Young America Capital, LLC

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About John William Heffernan

John William Heffernan is a registered representative with Young America Capital, LLC. John has been in the securities industry since July 22, 1989. John is licensed to sell securities in New York. Before joining Young America Capital, LLC, John worked at Cantor Fitzgerald & Co., Nomura Securities International, Inc., ABN AMRO Incorporated, West Side Capital, LLC, Imperial Capital, LLC, Smith Barney Inc., Patriot Securities, Inc., Cowen & Co., Dean Witter Reynolds Inc., and Kidder, Peabody & Co. Incorporated. John is a Series 7, Series 24, Series 27, Series 63, and SIE licensed professional.

Firm Information

John Heffernan is currently registered with Young America Capital, LLC. Young America Capital, LLC is a Limited Liability Company formed in May 2000. The firm is registered in 28 states and holds one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

49

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Heffernan’s Registration & Firm History

NY

02/28/2020 - Present

Young America Capital, LLC (MAMARONECK NY)

NY

03/03/2008 - 03/01/2018

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

05/29/2007 - 07/17/2007

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

03/17/2004 - 11/10/2006

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

CT

05/20/2003 - 03/12/2004

ABN AMRO INCORPORATED (STAMFORD CT)

NY

06/28/1999 - 12/11/2003

WEST SIDE CAPITAL, LLC (RYE NY)

CA

05/29/1998 - 06/24/1999

IMPERIAL CAPITAL, LLC (LOS ANGELES CA)

NY

09/22/1993 - 12/22/1997

SMITH BARNEY INC. (NEW YORK NY)

NY

04/29/1991 - 10/12/1993

PATRIOT SECURITIES, INC. (NEW YORK NY)

NY

03/08/1991 - 05/11/1991

COWEN & CO. (NEW YORK NY)

NY

07/01/1987 - 02/25/1991

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NA

10/23/1985 - 05/22/1987

KIDDER, PEABODY & CO. INCORPORATED

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Licenses & Designations

BC

Issued 11/19/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/06/2000

Series 24 - General Securities Principal Examination

BC

Issued 08/12/1999

Series 27 - Financial and Operations Principal Examination

BC

Issued 03/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/19/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John William Heffernan.
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