Unclaimed
John William Hartmann is a Registered Representative, Investment Adviser Representative, and Principal with Centaurus Financial, Inc., a firm headquartered in Anaheim, California. John has over 20 years of experience in the financial industry, having started his career in 1999. John holds licenses in several states including Louisiana, Maryland, Mississippi, and Virginia. John has extensive experience in providing financial planning services, portfolio management for individuals and businesses, and pension consulting. John's expertise is in helping clients to achieve their financial goals through investment strategies, risk management, and tax planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
LA
08/03/2017 - Present
Centaurus Financial, Inc. (BATON ROUGE LA)
NY
11/10/1999 - 02/25/2002
AXA ADVISORS, LLC (NEW YORK NY)
NY
11/10/1999 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BOTH
Issued 12/14/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/14/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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