Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn William Guaimano is a financial professional with over 18 years of experience in the industry. Currently, John is registered with ADP Broker-Dealer, Inc., a firm with a focus on active brokerage services. John has held previous positions with firms like R.W. Pressprich & Co., Penserra Securities, LLC, Stone & Youngberg LLC, and Amherst Securities Group, L.P. His expertise extends across various areas, as reflected in his Series 7 and Series 63 licenses, as well as the SIE exam. John's wide-ranging experience and comprehensive skillset provide a solid foundation for his client service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
05/18/2015 - Present
ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)
NY
05/19/2014 - 04/02/2015
R.W.PRESSPRICH & CO. (NEW YORK NY)
NJ
10/19/2011 - 04/15/2014
PENSERRA SECURITIES, LLC (ENGLEWOOD CLIFFS NJ)
NY
12/03/2007 - 10/20/2011
STONE & YOUNGBERG LLC (NEW YORK NY)
CT
04/11/2005 - 11/19/2007
AMHERST SECURITIES GROUP, L.P. (GREENWICH CT)
CA
09/04/2003 - 03/11/2005
STONE & YOUNGBERG LLC (SAN FRANCISCO CA)
BC
Issued 10/21/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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