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John William Gotschall

THE Leaders Group, Inc.

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About John William Gotschall

John William Gotschall is a financial advisor in LITTLETON, CO. John has been in the industry since 1995 and is currently registered with The Leaders Group, Inc.. John has been registered with The Leaders Group, Inc. since 1999 and has Series 6, 7, and 63 securities licenses. John's previous employment includes roles at John Hancock Distributors, Inc., John Hancock Mutual Life Insurance Company, and NYLIFE Securities Inc. John is currently registered with FINRA and is also registered with the states of Arizona, Colorado, Florida, Idaho, Illinois, Indiana, Iowa, Kansas, Michigan, Minnesota, Missouri, Nebraska, Ohio, Pennsylvania, Tennessee, Texas, Utah, Virginia, Wisconsin, and Wyoming.

Firm Information

John Gotschall is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Gotschall’s Registration & Firm History

CO

01/26/1999 - Present

THE Leaders Group, Inc. (LITTLETON CO)

MA

03/08/1996 - 01/04/1999

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

MA

03/08/1996 - 05/01/1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

NY

01/01/1994 - 03/20/1995

NYLIFE SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/23/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/19/2009

Series 7 - General Securities Representative Examination

BC

Issued 12/28/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John William Gotschall.
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