Unclaimed
John William Felton is a financial advisor in Littleton, CO. John is registered with The Leaders Group, Inc. and has been in the industry since 1998. John holds the Series 7 and Series 63 licenses and the SIE certification. John was previously registered with ING Financial Partners, Inc. in Knoxville, TN and Landoak Securities, LLC in Knoxville, TN.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/02/2014 - Present
THE Leaders Group, Inc. (LITTLETON CO)
TN
04/15/2010 - 12/31/2013
ING FINANCIAL PARTNERS, INC. (KNOXVILLE TN)
TN
02/18/1998 - 11/12/2009
LANDOAK SECURITIES, LLC (KNOXVILLE TN)
BC
Issued 07/21/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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