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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn William Fallon is an investment advisor representative registered with Pgim Investments LLC. John has been in the industry since December 1995 and is licensed in 52 states and the District of Columbia. John's current employment at Pgim Investments LLC began in July 2003 and his registrations include both broker-dealer and investment advisor roles. John also previously worked at Pruco Securities Corporation. John is a Series 6, 7, 24, 63, and 65 licensed representative and has a strong background in investment management. John has several specializations, including investment management, investment advisory services, and portfolio management. John is also an active Ebay seller.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NJ
07/10/2003 - Present
Pgim Investments LLC (NEWARK NJ)
NJ
12/15/1995 - 01/01/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 12/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2001
Series 7 - General Securities Representative Examination
BC
Issued 12/13/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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