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John William Estes

Thrivent Investment Management Inc.

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About John William Estes

John William Estes is an active investment advisor representative. Estes joined Thrivent Investment Management Inc. in July 2002. He is registered with the state of Kansas and is licensed to sell securities. His credentials include the Series 6, 7, 24, 26, 63, and 66 licenses. He is also a Chartered Financial Consultant. Estes has a long history in the financial services industry, starting in November 1987.

Firm Information

John Estes is currently registered with Thrivent Investment Management Inc.. Thrivent Investment Management Inc., founded in 1986, is a corporation headquartered in Minneapolis, Minnesota. The firm provides financial planning and portfolio management services for individuals, corporations, and other entities, including churches and non-profit organizations. Thrivent is registered with the SEC and in all 50 states.
Thrivent Investment Management Inc.

600 PORTLAND AVENUE SOUTH

MINNEAPOLIS, MN 55415

$14.81B

Assets Under Management

56,805

Total Clients

3,242

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Estes’s Registration & Firm History

KS

02/11/2005 - Present

Thrivent Investment Management Inc. (Overland Park KS)

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Licenses & Designations

BOTH

Issued 11/08/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/08/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/04/2002

Series 24 - General Securities Principal Examination

BC

Issued 02/18/1992

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/01/2001

Series 7 - General Securities Representative Examination

BC

Issued 11/24/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John William Estes.
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