Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn William Dower is a financial professional with over 7 years of experience in the securities industry. John is currently registered with Scotia Capital (usa) Inc. John has been with Scotia Capital (usa) Inc. since August 2022 and has previously been registered with HSBC Securities (USA) INC. John is a licensed Series 63, Series 24, SIE, Series 7, and Series 79 representative. John is registered in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/03/2022 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
09/29/2015 - 08/03/2022
HSBC SECURITIES (USA) INC. (NEW YORK NY)
BC
Issued 11/12/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/09/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2016
Series 7 - General Securities Representative Examination
BC
Issued 09/29/2015
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
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NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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