Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn William Daniel is a registered investment advisor representative with New York Life Investment Management LLC. John William has been active in the financial industry since April 15, 2008. John William is registered in the state of Georgia and also has a Series 66 license. Previously, John William Daniel was registered with INVESCO DISTRIBUTORS, INC., FRED ALGER & COMPANY, INCORPORATED, VP DISTRIBUTORS LLC, RIDGEWORTH DISTRIBUTORS LLC, WELLS FARGO ADVISORS, LLC, RIDGEWORTH DISTRIBUTORS LLC, ENTERPRISE FUND DISTRIBUTORS, INC., and MORGAN STANLEY DW INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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GA
01/09/2024 - Present
NEW York Life Investment Management LLC (Atlanta GA)
GA
09/24/2019 - 01/05/2024
INVESCO DISTRIBUTORS, INC. (ATLANTA GA)
NY
01/03/2019 - 09/09/2019
FRED ALGER & COMPANY, INCORPORATED (NEW YORK NY)
GA
06/01/2017 - 01/04/2019
VP DISTRIBUTORS LLC (ATLANTA GA)
GA
02/20/2014 - 06/01/2017
RIDGEWORTH DISTRIBUTORS LLC (ATLANTA GA)
GA
09/13/2013 - 02/11/2014
WELLS FARGO ADVISORS, LLC (MARIETTA GA)
GA
12/05/2011 - 03/01/2012
RIDGEWORTH DISTRIBUTORS LLC (ATLANTA GA)
GA
01/14/2004 - 05/07/2007
ENTERPRISE FUND DISTRIBUTORS, INC. (ATLANTA GA)
NY
12/13/2001 - 11/14/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 11/05/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2011
Series 7 - General Securities Representative Examination
BC
Issued 01/18/2002
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
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