Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Coon is a financial advisor with over 10 years of experience in the financial services industry. John holds a Series 7, Series 24, and Series 63 licenses, as well as the Series 65 and SIE exams. John has worked at Merrill Lynch, Pierce, Fenner & Smith Inc. since 2018 and is registered in 42 states. John has worked at a number of other firms in the past, including Mutual Trust Co. of America Securities, Orchard Securities, LLC, TNP Securities, LLC, and Ari Financial Services, Inc. John is a Board Member of the Pediatric Cancer Research Foundation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/14/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SEAL BEACH CA)
CA
11/21/2018 - 06/02/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEWPORT BEACH CA)
FL
03/16/2018 - 11/07/2018
MUTUAL TRUST CO. OF AMERICA SECURITIES (ST. PETERSBURG FL)
NY
08/24/2012 - 10/27/2017
ORCHARD SECURITIES, LLC (NEW YORK NY)
CA
08/26/2009 - 07/03/2012
TNP SECURITIES, LLC (COSTA MESA CA)
CA
01/07/2009 - 08/18/2009
ARI FINANCIAL SERVICES, INC. (WALNUT CREEK CA)
UT
10/01/2008 - 12/31/2008
WILSON-DAVIS & CO., INC. (SALT LAKE CITY UT)
IA
Issued 11/26/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/10/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/16/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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