Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn William Cooley has been in the financial services industry since June 9, 1992. John is currently registered with Colorado Financial Service Corp. in Centennial, CO and Las Vegas, NV. John is also registered with the state of California and Nevada.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
04/13/2018 - Present
Colorado Financial Service Corp. (CENTENNIAL CO)
CO
01/18/2011 - 04/27/2016
COLORADO FINANCIAL SERVICE CORPORATION (CENTENNIAL CO)
WA
10/14/2009 - 10/21/2010
INVEST FINANCIAL CORPORATION (RENTON WA)
FL
10/22/2004 - 03/26/2009
INTERSECURITIES, INC. (ST. PETERSBURG FL)
IA
01/10/2003 - 11/01/2004
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
CA
02/11/1999 - 12/02/2002
BRECEK & YOUNG ADVISORS, INC. (FOLSOM CA)
CA
05/06/1996 - 10/14/1997
CENTAURUS FINANCIAL, INC. (ANAHEIM CA)
NA
07/07/1994 - 02/17/1995
ROBERT SCOTT SECURITIES, INC.
CA
08/12/1992 - 12/31/1992
BROKERS INVESTMENT CORPORATION (CANOGA PARK CA)
CA
08/09/1990 - 04/02/1991
COAST FINANCIAL ADVISORS, INC. (MISSION VIEJO CA)
CA
01/03/1989 - 03/06/1990
CROWELL, WEEDON & CO. (LOS ANGELES CA)
NA
09/18/1987 - 12/21/1988
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
05/12/1986 - 10/15/1987
PRUDENTIAL-BACHE SECURITIES INC.
NA
09/22/1983 - 05/16/1986
PAINEWEBBER INCORPORATED
BOTH
Issued 03/15/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/05/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 05/25/1984
Series 5 - Interest Rate Options Examination
BC
Issued 09/17/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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