Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn William Chavies is a registered representative with Raymond James & Associates, Inc. John has been in the securities industry since January 16, 1992. John is currently registered with Raymond James & Associates, Inc. in Centerville, OH and has previous experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Robert Thomas Securities, Inc. John William Chavies holds Series 63, Series 10, Series 9, SIE, and Series 7 licenses. John William Chavies is also registered in Florida, Kentucky, Massachusetts, Michigan, Missouri, New York, North Carolina, Ohio, South Carolina, and Tennessee. John William Chavies offers advisory services including financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
10/03/2014 - Present
Raymond James & Associates, Inc. (Centerville OH)
OH
02/23/1993 - 10/06/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIAMISBURG OH)
FL
01/17/1992 - 03/01/1993
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
BC
Issued 06/07/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/09/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/03/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John Chavies is the right advisor for you? Invested Better is here to help.
