Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn William Challice is a financial professional with over 30 years of experience in the industry. John currently works as a registered representative at UBS Asset Management (us) Inc. in New York City. John has held previous positions at UBS Global Asset Management (US) Inc. and UBS PaineWebber Inc. John is a Series 7, Series 99 and Series 63 licensed representative and holds the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/17/2012 - Present
UBS Asset Management (us) Inc. (NEW YORK NY)
NY
07/10/2001 - 08/11/2004
UBS GLOBAL ASSET MANAGEMENT (US) INC. (NEW YORK NY)
NJ
09/24/1991 - 07/17/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
05/30/1990 - 06/22/1990
FIRST EMPIRE SECURITIES, INC. (HAUPPAUGE NY)
NY
08/22/1989 - 05/31/1990
HIBBARD BROWN & CO., INC. (NEW YORK NY)
BC
Issued 09/08/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2012
Series 99 - Operations Professional Examination
BC
Issued 08/19/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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