Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn William Cacciapuoti is a financial professional with over 30 years of experience in the securities industry. John is currently registered with Nylife Securities LLC and has been with the firm since 2017. Prior to his current role, John was registered with MML Investors Services, LLC, MSI Financial Services, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. John is also licensed in several states, including California, Florida, New Jersey, New York, South Carolina, and Texas. John is a Series 7, Series 24, Series 4, Series 55, and Series 63 licensed individual. John has experience in a variety of financial services, including securities trading, investment advisory, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
11/09/2017 - Present
Nylife Securities LLC (STATEN ISLAND NY)
NY
03/25/2017 - 11/02/2017
MML INVESTORS SERVICES, LLC (STATEN ISLAND NY)
NY
02/09/2010 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (STATEN ISLAND NY)
NY
02/19/1998 - 07/07/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
02/24/1987 - 04/08/1998
BROADCORT CAPITAL CORP. (NEW YORK NY)
BC
Issued 06/06/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/24/1998
Series 4 - Registered Options Principal Examination
BC
Issued 12/09/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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