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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn William Bergquist is an investment advisor representative registered with Cetera Investment Advisers LLC. John has been in the financial services industry since 1992 and holds several licenses and registrations, including Series 63, Series 65, and Series 7. John is also registered in Illinois and is actively pursuing other state registrations. John offers a variety of financial services, including financial planning, pension consulting, and portfolio management for individuals and businesses. John has been associated with Cetera Investment Advisers LLC since 2007.
ARLINGTON HEIGHTS, IL
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
09/24/2007 - Present
Cetera Investment Advisers LLC (ARLINGTON HEIGHTS IL)
CT
09/01/1992 - 06/30/2004
HOCHMAN & BAKER SECURITIES, INC. (STAMFORD CT)
MN
06/29/1992 - 08/18/1992
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
06/29/1992 - 08/18/1992
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 9/21/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/25/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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