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John William Baldinelli

Smbc Nikko Securities America, Inc.

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About John William Baldinelli

John Baldinelli is a financial professional with over 20 years of experience in the industry. John is currently registered with SMBC Nikko Securities America, Inc. and has previously held positions at firms such as CIT Capital Securities LLC, GE Capital Markets, Inc., Fleet Securities, Inc. and FleetBoston Robertson Stephens Inc. John's qualifications include passing several FINRA exams, including Series 7, Series 63, Series 79TO, Series 99TO, and SIE. John's experience and expertise allow him to provide a wide range of financial services to clients.

Firm Information

John Baldinelli is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Baldinelli’s Registration & Firm History

NY

02/15/2021 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

08/15/2006 - 01/16/2020

CIT CAPITAL SECURITIES LLC (NEW YORK NY)

MA

03/08/2006 - 07/21/2006

GE CAPITAL MARKETS, INC. (BOSTON MA)

TX

09/05/2000 - 03/31/2004

FLEET SECURITIES, INC. (DALLAS TX)

CA

03/05/1998 - 09/05/2000

FLEETBOSTON ROBERTSON STEPHENS INC. (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 09/28/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/04/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for John William Baldinelli.
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