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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn William Abe is a financial advisor with Nuveen Asset Management, LLC. John William Abe has been in the industry since 2012 and is licensed in 53 states and the District of Columbia. John William Abe holds the following licenses: Series 6, Series 7, Series 63, and Series 65. John William Abe has experience working with various clients including: high-net-worth individuals, insurance companies, investment companies, charitable organizations, pooled investment vehicles, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
IL
03/24/2014 - Present
Nuveen Asset Management, LLC (CHICAGO IL)
IL
09/10/2012 - 12/02/2013
HARBOR FUNDS DISTRIBUTORS, INC. (CHICAGO IL)
IA
Issued 03/20/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/08/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2014
Series 7 - General Securities Representative Examination
BC
Issued 09/07/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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