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John Whitney Cook

Principal Advised Services

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About John Whitney Cook

John Whitney Cook is a financial advisor working with Principal Advised Services. John has 11 years of experience in the financial services industry. John specializes in providing investment advice to individuals and families. John has worked with Wells Fargo Advisors, LLC, Wells Fargo Clearing Services, LLC, Principal Life Insurance, Principal Securities, Inc. and Principal Advised Services. John has earned several licenses and certifications including Series 6, Series 7, Series 63 and Series 66 licenses. John has registrations in 53 states and the District of Columbia. John is dedicated to helping clients achieve their financial goals.

Firm Information

John Cook is currently registered with Principal Advised Services. Principal Advised Services is a registered investment advisor based in Des Moines, IA. They offer portfolio management for individuals and selection of other advisors. The firm manages $569,489,941 in regulatory assets under management, primarily for individuals other than high-net-worth individuals. They also have a wrap fee program.
Principal Advised Services

655 9TH STREET

DES MOINES, IA 50309

$569.49M

Assets Under Management

1,268

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Cook’s Registration & Firm History

MN

05/20/2024 - Present

Principal Advised Services (ROSEVILLE MN)

MN

07/19/2013 - 04/08/2021

WELLS FARGO CLEARING SERVICES, LLC (ROSEVILLE MN)

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Licenses & Designations

BOTH

Issued 05/20/2024

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/22/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/22/2014

Series 7 - General Securities Representative Examination

BC

Issued 07/18/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Whitney Cook.
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