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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn White is a financial advisor registered with UBS Financial Services Inc. and UBS Asset Management (us) Inc. John has been in the industry since 2009 and holds both Series 66 and 63 licenses, as well as Series 7 and SIE. In addition to the Series 24, John is registered in New York. John's specializations include investment advisory, financial planning, and portfolio management. John's experience at UBS Financial Services Inc., Deutsche AM Distributors, Inc., PIMCO Investments LLC, Allianz Global Investors Distributors LLC and Credit Suisse First Boston Corporation has provided John with a comprehensive understanding of the financial markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
10/16/2018 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NY
03/21/2016 - 09/28/2016
DEUTSCHE AM DISTRIBUTORS, INC. (NEW YORK NY)
NY
02/14/2011 - 03/18/2016
PIMCO INVESTMENTS LLC (NEW YORK NY)
NY
01/08/2009 - 02/14/2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEW YORK NY)
NY
06/01/2001 - 03/08/2002
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
BOTH
Issued 01/09/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/13/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/20/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/2009
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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