Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Stewart is a financial advisor with over 30 years of experience in the industry. John is currently registered with Stonex Financial Inc. John has previously worked at Loop Capital Markets LLC, Credit Agricole Securities (USA) Inc., Pierpont Securities LLC, Cortview Capital Securities LLC, Nomura Securities International, Inc., Knight Libertas LLC, Wachovia Capital Markets, LLC, Raymond James & Associates, Inc., Banc of America Securities LLC, and Goldman, Sachs & Co. John is licensed to offer securities products and services in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
11/24/2020 - Present
Stonex Financial Inc. (NEW YORK NY)
NY
11/06/2017 - 01/24/2019
LOOP CAPITAL MARKETS LLC (NEW YORK NY)
NY
09/26/2013 - 03/29/2017
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
NY
10/23/2012 - 09/16/2013
PIERPONT SECURITIES LLC (NEW YORK NY)
NY
03/28/2012 - 03/07/2013
CORTVIEW CAPITAL SECURITIES LLC (NEW YORK NY)
NY
02/22/2010 - 03/29/2012
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
CT
07/16/2008 - 02/23/2010
KNIGHT LIBERTAS LLC (GREENWICH CT)
NY
02/22/2005 - 07/01/2008
WACHOVIA CAPITAL MARKETS, LLC (NEW YORK NY)
FL
04/29/2004 - 03/04/2005
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NY
03/29/1999 - 05/07/2004
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
11/23/1988 - 12/10/1998
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 02/06/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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