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John Wesley Wilkes

Nations Financial Group, Inc.

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About John Wesley Wilkes

John Wesley Wilkes is an investment advisor representative for Nations Financial Group, Inc. with 25 years of experience in the financial industry. John is also a licensed broker-dealer in the state of Tennessee and has several other industry licenses and certifications. John has been registered with both FINRA and the SEC and has worked for a number of other financial institutions prior to joining Nations Financial Group. John is committed to providing sound financial advice to help clients meet their goals.

Firm Information

John Wilkes is currently registered with Nations Financial Group, Inc.. Nations Financial Group, Inc. is a corporation formed in 1997 that provides financial planning, pension consulting, selection of other advisers, portfolio management for businesses and individuals, and other advisory services. The firm manages approximately $3.4 billion in assets for a variety of clients, including high net worth individuals, corporations, charitable organizations, and pension and profit sharing plans. The firm has offices in Cedar Rapids, IA and is registered with the SEC and in 51 states.
Nations Financial Group, Inc.

3925 FOUNTAINS BLVD NE

CEDAR RAPIDS, IA 52411

$3.40B

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Wilkes’s Registration & Firm History

TN

02/27/2023 - Present

Nations Financial Group, Inc. (KNOXVILLE TN)

TN

03/06/2015 - 12/20/2022

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (KNOXVILLE TN)

TN

07/01/2003 - 03/06/2015

WELLS FARGO ADVISORS, LLC (KNOXVILLE TN)

NY

12/08/1998 - 07/01/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

IA

Issued 12/04/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/04/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/30/2014

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/2000

Series 31 - Futures Managed Funds Examination

BC

Issued 11/23/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for John Wesley Wilkes. Review regulatory record here.
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