Unclaimed
John Wesley Wilkes is an investment advisor representative for Nations Financial Group, Inc. with 25 years of experience in the financial industry. John is also a licensed broker-dealer in the state of Tennessee and has several other industry licenses and certifications. John has been registered with both FINRA and the SEC and has worked for a number of other financial institutions prior to joining Nations Financial Group. John is committed to providing sound financial advice to help clients meet their goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TN
02/27/2023 - Present
Nations Financial Group, Inc. (KNOXVILLE TN)
TN
03/06/2015 - 12/20/2022
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (KNOXVILLE TN)
TN
07/01/2003 - 03/06/2015
WELLS FARGO ADVISORS, LLC (KNOXVILLE TN)
NY
12/08/1998 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 12/04/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/04/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 11/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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