Unclaimed
John Wesley Ward is a financial professional with over 20 years of experience in the financial services industry. John is currently registered with Northwestern Mutual Investment Services, LLC. John is also registered in 15 states across the US. John has a variety of credentials including Series 6, Series 26, and Series 63 licenses. Prior to joining Northwestern Mutual Investment Services, LLC, John was employed by Robert W. Baird & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NC
01/27/1999 - Present
Northwestern Mutual Investment Services, LLC (WINSTON SALEM NC)
WI
01/27/1999 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 07/12/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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