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John Wesley Peavy

Smith Group Asset Management

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About John Wesley Peavy

John Peavy is a financial advisor with Smith Group Asset Management, a firm that specializes in providing investment advice to state or municipal government entities. John is a Chartered Financial Analyst and a Chartered Financial Consultant. John has been active in the financial services industry since 1983. John has a Series 63 license and a Series 2 license. John is registered with the state of Texas. John has been with Smith Group Asset Management since 2010.

Firm Information

John Peavy is currently registered with Smith Group Asset Management. Smith Group Asset Management is an investment advisor located in Dallas, TX. The firm primarily provides portfolio management for businesses. They have 8 investment adviser representatives and manage $121,587,007 in assets for 2 clients, all of which are state or municipal government entities.
Smith Group Asset Management

100 CRESCENT COURT

DALLAS, TX 75201

$121.59M

Assets Under Management

Not reported

Total Clients

2

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Peavy’s Registration & Firm History

NA

04/23/2010 - Present

Smith Group Asset Management ( )

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Licenses & Designations

BC

Issued 03/13/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/12/1992

Series 2 - Non-Member General Securities Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for John Wesley Peavy.
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