Unclaimed
John Peavy is a financial advisor with Smith Group Asset Management, a firm that specializes in providing investment advice to state or municipal government entities. John is a Chartered Financial Analyst and a Chartered Financial Consultant. John has been active in the financial services industry since 1983. John has a Series 63 license and a Series 2 license. John is registered with the state of Texas. John has been with Smith Group Asset Management since 2010.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
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04/23/2010 - Present
Smith Group Asset Management ( )
BC
Issued 03/13/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/1992
Series 2 - Non-Member General Securities Examination
Active
Inactive
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