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John Wesley Chambers

H.c.wainwright & CO., LLC

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About John Wesley Chambers

John Wesley Chambers is a financial professional with over 30 years of experience in the industry. John is currently registered with H.c.wainwright & Co., LLC, a firm that specializes in investment banking. Previously, John has worked for prominent firms like Roth Capital Partners, LLC, Merriman Curhan Ford & Co., Rodman & Renshaw, LLC, Cowen and Company, LLC, Lehman Brothers Inc., UBS Warburg LLC, Salomon Smith Barney Inc., Salomon Brothers Inc., Dillon, Read & Co. Inc., and Smith Barney, Harris Upham & Co., Incorporated. John is a licensed General Securities Principal and has a strong background in investment banking.

Firm Information

John Chambers is currently registered with H.c.wainwright & CO., LLC. H.c.wainwright & CO., LLC is a Limited Liability Company that was formed in April 2013. They are registered to conduct business in all 50 U.S. states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

11

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Chambers’s Registration & Firm History

NY

01/24/2017 - Present

H.c.wainwright & CO., LLC (NEW YORK NY)

NY

12/16/2009 - 01/10/2017

ROTH CAPITAL PARTNERS, LLC (NEW YORK NY)

NY

08/18/2008 - 12/11/2009

MERRIMAN CURHAN FORD & CO. (NEW YORK NY)

NY

08/18/2006 - 08/04/2008

RODMAN & RENSHAW, LLC (NEW YORK NY)

NY

05/16/2005 - 06/28/2006

COWEN AND COMPANY, LLC (NEW YORK NY)

NY

04/11/2002 - 05/24/2005

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

03/16/1999 - 04/10/2002

UBS WARBURG LLC (NEW YORK NY)

NY

11/28/1997 - 03/25/1999

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

07/23/1996 - 09/01/1998

SALOMON BROTHERS INC. (NEW YORK NY)

CT

05/07/1992 - 07/12/1996

DILLON, READ & CO. INC. (STAMFORD CT)

NY

08/23/1988 - 04/08/1992

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/29/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/16/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/20/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for John Wesley Chambers. Review regulatory record here.
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