Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Welsh is a financial advisor with over 20 years of experience in the industry. John is currently registered with Guggenheim Securities, LLC. Prior to joining Guggenheim Securities, LLC, John worked at Barclays Capital Inc. and Lehman Brothers Inc. John has a broad range of experience in the financial services industry, including investment banking and securities trading. John holds the Series 7, 24, 63, 79TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/24/2019 - Present
Guggenheim Securities, LLC (NEW YORK NY)
NY
09/22/2008 - 09/30/2019
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
03/29/1999 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NJ
04/01/1998 - 03/15/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 12/23/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/09/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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