Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Wells Chapman is a financial advisor at Janney Montgomery Scott LLC. John has been in the financial industry since March 13, 1996, and is registered as a broker-dealer and investment advisor in numerous states. John is also a licensed principal, which means they are qualified to supervise other financial advisors. Before joining Janney Montgomery Scott LLC, John worked for Amerprise Financial Services, Inc. and Amerprise Advisor Services, Inc. John specializes in providing financial planning, portfolio management, and pension consulting services to individuals, families, and businesses. John is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
SC
01/27/2014 - Present
Janney Montgomery Scott LLC (COLUMBIA SC)
SC
10/05/2009 - 01/28/2014
AMERIPRISE FINANCIAL SERVICES, INC. (COLUMBIA SC)
SC
03/14/1996 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (COLUMBIA SC)
IA
Issued 12/18/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/20/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/29/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/1996
Series 7 - General Securities Representative Examination
BC
Issued 03/13/1996
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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