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John Weber Humphrey

Neuberger Berman BD LLC

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About John Weber Humphrey

John Weber Humphrey is a financial advisor registered with Neuberger Berman BD LLC and has been in the industry since 2002. John has been a registered representative with Neuberger Berman since 2019 and previously held positions at Citigroup Global Markets Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. John's experience includes providing portfolio management services to various Neuberger Berman clients, including separate accounts and pooled investment vehicles. John also serves as a director for The Ruden Report and is a co-owner of Archview Investment Group. John's primary office location is in New York, NY.

Firm Information

John Humphrey is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Humphrey’s Registration & Firm History

NY

03/09/2021 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

07/20/1999 - 12/16/2008

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

08/07/1991 - 05/20/1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 09/27/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/30/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/12/2002

Series 24 - General Securities Principal Examination

BC

Issued 09/13/2019

Series 7TO - General Securities Representative Examination

BC

Issued 08/27/2019

SIE - Securities Industry Essentials Examination

BC

Issued 11/18/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John Weber Humphrey.
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