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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Wayne Ridley is a financial advisor with over 30 years of experience in the financial services industry. John Wayne Ridley is currently registered with Stifel, Nicolaus & Company, Inc. and holds a variety of licenses and registrations, including Series 7, 63, 65, 8, 9, 10 and SIE. John Wayne Ridley has held previous positions with WELLS FARGO CLEARING SERVICES, LLC, FIRST UNION CAPITAL MARKETS CORP., and MORGAN KEEGAN & COMPANY, INC.. John Wayne Ridley specializes in providing financial planning, portfolio management, and investment advisory services to individuals, businesses, and institutions. John Wayne Ridley has a strong commitment to serving the needs of clients, and is dedicated to providing personalized financial guidance to help achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KY
06/30/2021 - Present
Stifel, Nicolaus & Company, Inc. (BOWLING GREEN KY)
KY
10/01/1999 - 07/06/2021
WELLS FARGO CLEARING SERVICES, LLC (BOWLING GREEN KY)
NC
02/10/1995 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
TN
07/20/1988 - 03/08/1995
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
IA
Issued 08/24/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/18/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/07/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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