Unclaimed
John Wayne Ferguson is a financial advisor with Cetera Investment Advisers LLC. John has over 35 years of experience in the financial services industry. John is registered in 21 states and is a registered investment advisor representative. John holds Series 6, 7, 24, 63, and 65 licenses. John is a General Partner/Partial Owner of Ferguson Farms LLLP, a family farm. John is also the President/CEO/Owner of Strategic Financial Partners. John has experience providing financial planning, portfolio management, and pension consulting services to a wide range of clients, including high net worth individuals, corporations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
08/10/2023 - Present
Cetera Investment Advisers LLC (COLORADO SPRINGS CO)
CO
03/01/2007 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (COLORADO SPRINGS CO)
CO
04/01/2004 - 02/28/2007
HORNOR, TOWNSEND & KENT, INC. (COLORADO SPRINGS CO)
NY
04/07/1995 - 03/01/2004
NEW ENGLAND SECURITIES (NEW YORK NY)
MA
02/27/1987 - 04/06/1995
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
IA
Issued 11/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/28/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/1996
Series 7 - General Securities Representative Examination
BC
Issued 02/26/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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