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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Wayne Ferguson is a financial advisor with over 35 years of experience in the financial services industry. John is currently registered with Cetera Investment Advisers LLC, a firm with over 100 billion dollars in assets under management. John has a wide range of experience, including working with high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations. He is also a Registered Principal, holding Series 24, 6, 7, 63, and 65 licenses, and the SIE exam. John specializes in financial planning, portfolio management, and pension consulting. John has been recognized for his commitment to client service and his expertise in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
08/10/2023 - Present
Cetera Investment Advisers LLC (COLORADO SPRINGS CO)
CO
03/01/2007 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (COLORADO SPRINGS CO)
CO
04/01/2004 - 02/28/2007
HORNOR, TOWNSEND & KENT, INC. (COLORADO SPRINGS CO)
NY
04/07/1995 - 03/01/2004
NEW ENGLAND SECURITIES (NEW YORK NY)
MA
02/27/1987 - 04/06/1995
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
IA
Issued 11/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/28/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/21/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/1996
Series 7 - General Securities Representative Examination
BC
Issued 2/26/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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