Unclaimed
John Wayne Davis is a financial advisor with Empower Advisory Group, LLC. John has been working in the financial industry since April 1994. John is a registered investment advisor (IA) and holds both the Series 6 and 65 licenses. John also provides tax preparation services through Davis Tax Service, which John owns and operates. John's current clients include individuals, high-net-worth individuals, charitable organizations, corporations and pension plans. John is affiliated with Empower Advisory Group and has been with them since April 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SC
06/06/2023 - Present
Empower Advisory Group, LLC (Boiling Springs SC)
SC
08/01/2017 - 04/07/2023
AVANTAX INVESTMENT SERVICES, INC. (Bishopville SC)
FL
01/04/1999 - 03/29/2000
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
FL
03/21/1997 - 01/04/1999
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
NC
08/09/1995 - 03/20/1997
WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)
NA
02/11/1994 - 07/12/1995
NATIONSSECURITIES
NC
09/21/1993 - 03/03/1994
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BOTH
Issued 08/28/2017
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/06/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2017
Series 7 - General Securities Representative Examination
BC
Issued 09/20/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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