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John Wayne Davis

Empower Advisory Group, LLC

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About John Wayne Davis

John Wayne Davis is a financial advisor with Empower Advisory Group, LLC. John has been working in the financial industry since April 1994. John is a registered investment advisor (IA) and holds both the Series 6 and 65 licenses. John also provides tax preparation services through Davis Tax Service, which John owns and operates. John's current clients include individuals, high-net-worth individuals, charitable organizations, corporations and pension plans. John is affiliated with Empower Advisory Group and has been with them since April 2023.

Firm Information

John Davis is currently registered with Empower Advisory Group, LLC. Empower Advisory Group, LLC is a financial advisory firm based in Greenwood Village, CO, providing financial planning, portfolio management for individuals, and educational seminars. They manage over $134 billion in assets for a diverse clientele including individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. The firm has over 700 investment advisor representatives and is registered with the SEC under number 801-58105.
Empower Advisory Group, LLC

8515 EAST ORCHARD RD 4T2

GREENWOOD VILLAGE, CO 80111

$134.28B

Assets Under Management

18

Total Clients

1,128

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Davis’s Registration & Firm History

SC

06/06/2023 - Present

Empower Advisory Group, LLC (Boiling Springs SC)

SC

08/01/2017 - 04/07/2023

AVANTAX INVESTMENT SERVICES, INC. (Bishopville SC)

FL

01/04/1999 - 03/29/2000

RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)

FL

03/21/1997 - 01/04/1999

ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)

NC

08/09/1995 - 03/20/1997

WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)

NA

02/11/1994 - 07/12/1995

NATIONSSECURITIES

NC

09/21/1993 - 03/03/1994

FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)

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Licenses & Designations

BOTH

Issued 08/28/2017

Series 66 - Uniform Combined State Law Examination

IA

Issued 05/06/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/22/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/22/1999

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/01/2017

Series 7 - General Securities Representative Examination

BC

Issued 09/20/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for John Wayne Davis. Review regulatory record here.
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