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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Wayne Carey is a financial advisor with over 30 years of experience in the financial services industry. John Wayne Carey is currently registered with LPL Financial LLC and has held previous roles at Investment Professionals, Inc., Liberty Securities Corporation, Independent Financial Securities, Inc., and Wall Street Investor Services. John Wayne Carey has a broad range of experience in the financial industry, including providing financial planning, consulting, and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OK
11/30/2001 - Present
LPL Financial LLC (DURANT OK)
TX
12/03/1998 - 11/27/2001
INVESTMENT PROFESSIONALS, INC. (SAN ANTONIO TX)
NY
08/03/1998 - 12/04/1998
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NA
02/01/1994 - 08/03/1998
INDEPENDENT FINANCIAL SECURITIES, INC.
NY
12/10/1993 - 02/01/1994
WALL STREET INVESTOR SERVICES (NEW YORK NY)
BC
Issued 01/18/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/11/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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