Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Wayne Bettfreund is a financial advisor with B.b. Graham & Company, Inc., with over 30 years of experience in the financial services industry. John has worked with LPL FINANCIAL LLC, KINECTA FINANCIAL & INSURANCE SERVICES, LLC, DFC INVESTOR SERVICES, IFMG SECURITIES, INC., GATEWAY INVESTMENT SERVICES, INC., PROTECTIVE EQUITY SERVICES, INC., GNA SECURITIES, INC., ASB FINANCIAL SERVICES, and GRIFFIN FINANCIAL SERVICES. John holds Series 6, 7, 14, and 24 licenses. John provides financial planning and portfolio management services. John is a Registered Representative and Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
08/26/2014 - Present
B.b. Graham & Company, Inc. (ORANGE CA)
CA
10/25/2007 - 07/30/2014
LPL FINANCIAL LLC (WESTLAKE VILLAGE CA)
CA
08/03/2009 - 07/28/2014
KINECTA FINANCIAL & INSURANCE SERVICES, LLC (WESTLAKE VILLAGE CA)
CA
03/14/2005 - 10/12/2007
DFC INVESTOR SERVICES (IRVINE CA)
NY
04/27/2004 - 03/29/2005
IFMG SECURITIES, INC. (PURCHASE NY)
IL
10/14/1993 - 10/01/2003
GATEWAY INVESTMENT SERVICES, INC. (OAK PARK IL)
AL
02/16/1990 - 12/31/1993
PROTECTIVE EQUITY SERVICES, INC. (BIRMINGHAM AL)
VA
10/27/1989 - 02/28/1990
GNA SECURITIES, INC. (GLEN ALLEN VA)
CA
06/12/1989 - 09/16/1989
ASB FINANCIAL SERVICES (IRVINE CA)
NA
03/13/1989 - 04/24/1989
GRIFFIN FINANCIAL SERVICES
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 12/16/1991
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1991
Series 7 - General Securities Representative Examination
BC
Issued 03/10/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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