Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Wayne Aguilar is a registered representative with Neuberger Berman BD LLC and has over 15 years of experience in the financial services industry. John Wayne Aguilar is currently licensed with FINRA Series 7, 24, and 63 licenses. John Wayne Aguilar is also a registered representative in the state of New York. Before joining Neuberger Berman BD LLC, John Wayne Aguilar was previously affiliated with ALT FUND DISTRIBUTORS LLC and VOYA INVESTMENTS DISTRIBUTOR, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
02/25/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
12/10/2019 - 06/22/2020
ALT FUND DISTRIBUTORS LLC (NEW YORK NY)
NY
06/27/2005 - 05/08/2019
VOYA INVESTMENTS DISTRIBUTOR, LLC (NEW YORK NY)
BC
Issued 09/01/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/14/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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