Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Warren Sullivan is a financial professional with over 17 years of experience in the industry. John is currently registered with Founders M&A Advisory, LLC in Birmingham, AL. Prior to joining Founders M&A Advisory, LLC, John worked at BANC of America Securities LLC in New York, NY. John holds Series 7, 79TO, 87 and SIE licenses. John is registered to conduct business in Alabama and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AL
11/19/2021 - Present
Founders M&A Advisory, LLC (BIRMINGHAM AL)
NY
05/02/2005 - 11/02/2005
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 12/11/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/18/2021
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 04/30/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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