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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Warren Hardy Jr. is a financial advisor who has been in the industry since 1983. John is currently registered as a Registered Representative and Investment Adviser Representative with Cetera Investment Advisers LLC. John previously held various roles with LPL FINANCIAL LLC, PRINCOR FINANCIAL SERVICES CORPORATION, EQUICO SECURITIES, INC., and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES. John is licensed in 27 states and has passed numerous securities exams, including the Series 6, 7, 63, and 65. John also holds a fixed insurance license and serves as a Vice President of HMC PARTNERS LLC. John's focus is on providing wealth management services to individuals, families, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
06/29/2023 - Present
Cetera Investment Advisers LLC (GREENSBORO NC)
NC
05/13/2005 - 12/02/2019
LPL FINANCIAL LLC (GREENSBORO NC)
IA
05/05/1993 - 05/16/2005
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
NY
03/17/1983 - 05/03/1993
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
03/17/1983 - 05/03/1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 02/10/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/25/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2004
Series 7 - General Securities Representative Examination
BC
Issued 09/16/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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