Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Warren Bandy is a financial professional with over 20 years of experience in the industry. John is currently registered with PFS Investments Inc. and is located in Duluth, GA. John has a strong background in both securities and investment advisory services. John holds Series 7, 24, 31, 63, and 65 licenses, as well as the SIE exam. John has a broad range of experience and holds various certifications, enabling John to provide comprehensive financial services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
GA
07/27/2000 - Present
PFS Investments Inc. (DULUTH GA)
NY
09/16/1998 - 01/28/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 10/01/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/16/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/17/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 09/15/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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