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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Ware Moses is a financial advisor with Cambridge Investment Research Advisors, Inc., and has over 37 years of experience in the financial services industry. John has experience working with high-net-worth individuals, individuals other than high-net-worth, pension and profit sharing plans, state or municipal government entities, and charitable organizations. John has also worked with Cantella & Co., Inc., Bolton Global Capital, Sterne Agee Financial Services, Inc., Hartford Equity Sales Company Inc., and SWS Financial Services. John holds the Series 6, 7, and SIE securities licenses as well as the Series 63 state license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
TN
12/13/2022 - Present
Cambridge Investment Research Advisors, Inc. (Ripley TN)
TN
01/18/2018 - 12/09/2022
CANTELLA & CO., INC. (Ripley TN)
TN
02/16/2006 - 12/31/2017
BOLTON GLOBAL CAPITAL (RIPLEY TN)
AL
09/08/2003 - 02/23/2006
STERNE AGEE FINANCIAL SERVICES, INC. (BIRMINGHAM AL)
CT
04/27/2000 - 09/10/2003
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
TX
03/30/2000 - 08/21/2003
SWS FINANCIAL SERVICES (DALLAS TX)
IN
10/01/1997 - 03/31/2000
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
IN
09/14/1990 - 10/01/1997
JEFFERSON-PILOT INVESTOR SERVICES, INC. (FORT WAYNE IN)
NA
07/27/1989 - 10/04/1990
G. R. PHELPS & CO., INC.
IL
02/19/1985 - 07/13/1989
COUNTRY CAPITAL MANAGEMENT COMPANY (BLOOMINGTON IL)
BC
Issued 08/23/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1998
Series 7 - General Securities Representative Examination
BC
Issued 02/06/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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