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John Ward Conover

Maxim Financial Advisors LLC

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About John Ward Conover

John Ward Conover is a financial advisor with over 23 years of experience in the industry. John currently works at Maxim Financial Advisors LLC in NEW YORK, NY. Prior to this role, John was employed by Oppenheimer & Co. Inc., Joseph Gunnar & Co. LLC and Prime Charter Ltd. John is registered with the Securities and Exchange Commission and holds the Series 7, Series 63 and Series 65 licenses. John provides financial advice and services to high-net-worth individuals, corporations, and businesses, and has worked with over 754 clients, managing over $371 million in assets.

Firm Information

John Conover is currently registered with Maxim Financial Advisors LLC. Maxim Financial Advisors LLC is an investment advisor registered with the SEC and located in NEW YORK, NY. They have 41 investment adviser representatives and manage approximately $371,163,779 in assets for 754 clients. The firm provides portfolio management services for individuals, businesses and pension plans. They also offer selection of other advisors services and participate in wrap fee programs.
Maxim Financial Advisors LLC

300 PARK AVE

NEW YORK, NY 10022

$371.16M

Assets Under Management

Not reported

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Conover’s Registration & Firm History

NY

07/29/2021 - Present

Maxim Financial Advisors LLC (NEW YORK NY)

NY

08/10/2010 - 01/23/2012

OPPENHEIMER & CO. INC. (NEW YORK NY)

NY

04/18/2008 - 07/30/2010

JOSEPH GUNNAR & CO. LLC (NEW YORK NY)

NY

01/02/2002 - 04/21/2008

OPPENHEIMER & CO. INC. (NEW YORK NY)

NY

12/23/1997 - 01/02/2002

PRIME CHARTER LTD. (NEW YORK NY)

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Licenses & Designations

IA

Issued 08/08/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/14/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/22/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are 3 public disclosures for John Ward Conover. Review regulatory record here.
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