Unclaimed
John Walton Dunlap is a financial advisor at Cambridge Investment Research, Inc. John has been in the financial services industry since November 1988. John holds Series 6, 63, and SIE licenses and is registered with the state of Iowa and eight other states. John is based in Keokuk, Iowa.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IA
08/29/2018 - Present
Cambridge Investment Research, Inc. (KEOKUK IA)
IA
07/02/2018 - 08/27/2018
BROKER DEALER FINANCIAL SERVICES CORP. (KEOKUK IA)
IA
09/30/2015 - 07/05/2018
QUESTAR CAPITAL CORPORATION (KEOKUK IA)
IA
09/22/1997 - 10/06/2015
WOODBURY FINANCIAL SERVICES, INC. (KEOKUK IA)
NJ
12/12/1988 - 08/27/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
12/12/1988 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NA
07/01/1988 - 08/11/1988
METLIFE SECURITIES INC.
NA
07/01/1988 - 08/11/1988
METROPOLITAN LIFE INSURANCE COMPANY
IA
Issued 07/15/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/25/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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