Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Walter McWilliams is a registered representative with The Leaders Group, Inc. in Littleton, Colorado. John has been in the financial industry since May 7, 2003. John has passed the Securities Industry Essentials Examination (SIE), Series 6 and Series 63 exams. John is currently registered in California and Colorado. John was previously registered with ING Financial Partners, Inc., Mutual Service Corporation, Pruco Securities Corporation and Cigna Financial Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
01/02/2013 - Present
THE Leaders Group, Inc. (LITTLETON CO)
CO
11/09/2009 - 12/31/2012
ING FINANCIAL PARTNERS, INC. (DENVER CO)
MA
02/02/1999 - 12/31/1999
MUTUAL SERVICE CORPORATION (BOSTON MA)
NJ
06/19/1997 - 02/03/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
MA
07/21/1994 - 06/06/1997
MUTUAL SERVICE CORPORATION (BOSTON MA)
PA
05/10/1993 - 06/13/1994
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
BC
Issued 04/29/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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