Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Walter Higgins is a financial advisor with over 30 years of experience in the industry. John has held positions with several prominent firms, including Morgan Stanley, Citigroup Global Markets Inc., and Kemper Securities Group, Inc., and is currently registered with Wells Fargo Clearing Services, LLC. John's extensive background in the financial industry, coupled with his dedication to client service, provides John with the expertise and knowledge to help clients achieve their financial goals. John has a proven track record of success in providing financial guidance and investment management to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
09/01/2016 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTESVILLE VA)
VA
06/01/2009 - 09/13/2016
MORGAN STANLEY (CHARLOTTESVILLE VA)
VA
09/30/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (CHARLOTTESVILLE VA)
NY
03/04/1998 - 10/05/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
06/22/1992 - 03/06/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MO
10/31/1990 - 06/23/1992
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NY
06/04/1990 - 10/18/1990
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NY
12/17/1985 - 06/12/1990
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
IA
Issued 03/07/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/21/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1986
Series 3 - National Commodity Futures Examination
BC
Issued 12/14/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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