Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Walker Windell is a financial professional with over 7 years of experience in the financial services industry. John Windell is currently registered with Herbert J. Sims & CO, Inc. and is licensed in 21 states. John Windell has a Series 52, Series 63, and SIE licenses and specializes in municipal securities. John Windell has previously worked for P.R. Gilboy & Associates, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
10/03/2017 - Present
Herbert J. Sims & CO, Inc. (CHARLOTTE NC)
NC
03/30/2016 - 10/10/2017
P.R. GILBOY & ASSOCIATES, INC. (CHARLOTTE NC)
BC
Issued 08/18/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2016
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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