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John Walker Rice

Jane Street Options, LLC

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About John Walker Rice

John Walker Rice has been in the financial services industry since 2006. John is currently registered with Jane Street Options, LLC and Jane Street Capital, LLC. John holds the following licenses: Series 3, Series 7, Series 24, Series 55, Series 57TO, and Series 63. John has experience working at Citigroup Global Markets Inc.

Firm Information

John Rice is currently registered with Jane Street Options, LLC. Jane Street Options, LLC is a Limited Liability Company formed on December 14, 2004. The firm is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

14

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Rice’s Registration & Firm History

NY

06/29/2017 - Present

Jane Street Options, LLC (New York NY)

NY

08/29/2006 - 08/31/2007

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/08/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/26/2019

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/2013

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/09/2013

Series 7 - General Securities Representative Examination

BC

Issued 10/14/2006

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for John Walker Rice.
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