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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Walker Darrah is an active investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. John Walker Darrah is registered in several states including New York, Texas, and Utah. John Walker Darrah has over 30 years of experience in the financial services industry, having started his career in 1994. John Walker Darrah is a highly experienced professional who has passed the Series 3, Series 7, Series 63, and Series 65 exams, and the Securities Industry Essentials Examination. John Walker Darrah specializes in portfolio management for individuals and businesses, pension consulting, and educational seminars. John Walker Darrah's firm, Merrill Lynch, Pierce, Fenner & Smith Inc., is a large firm that manages over $1 trillion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
10/17/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PARK CITY UT)
IA
Issued 05/09/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/02/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1994
Series 7 - General Securities Representative Examination
BC
Issued 08/08/1989
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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