Unclaimed
John Wakefield is a registered representative of North Capital Private Securities Corp.. John holds the Series 7TO, Series 82TO and Series 63 licenses. John has been in the industry since December 2020. Prior to joining North Capital Private Securities Corp. John was a registered representative with GROWTH CAPITAL SERVICES, INC.. John is registered in 53 states and has a branch office location in Menomonee Falls, WI.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
WI
03/08/2022 - Present
North Capital Private Securities Corp. (Menomonee Falls WI)
WI
10/30/2020 - 01/12/2022
GROWTH CAPITAL SERVICES, INC. (Menomonee Falls WI)
BC
Issued 09/04/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/30/2020
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 08/28/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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