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John Waiter Hatfield

TP Icap Global Markets Americas LLC

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About John Waiter Hatfield

John Waiter Hatfield is a financial professional with over 14 years of experience in the financial industry. John is currently registered with TP Icap Global Markets Americas LLC. Previously, John was registered with Tullett Prebon Financial Services LLC, BGC Financial Inc., Cantor Fitzgerald & Co., and Cantor Fitzgerald Securities. John holds Series 3, 7, 55, 57TO, and SIE licenses. John is registered in California, Delaware, Florida, Georgia, Illinois, Massachusetts, New Jersey, New York, Pennsylvania, Virginia, and Washington.

Firm Information

John Hatfield is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Hatfield’s Registration & Firm History

NY

06/30/2023 - Present

TP Icap Global Markets Americas LLC (New York NY)

NY

03/04/2011 - 06/30/2023

TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)

NY

08/03/2006 - 10/06/2006

BGC FINANCIAL INC. (NEW YORK NY)

CT

03/15/2006 - 05/02/2006

CANTOR FITZGERALD & CO. (DARIEN CT)

NY

11/26/2004 - 03/15/2006

CANTOR FITZGERALD SECURITIES (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/01/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/26/2016

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 01/09/2014

Series 3 - National Commodity Futures Examination

BC

Issued 03/03/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There is public disclosure for John Waiter Hatfield. Review regulatory record here.
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