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John Wai Cheang

Wells Fargo Clearing Services, LLC

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About John Wai Cheang

John Wai Cheang is a financial advisor at Wells Fargo Clearing Services, LLC. John has been in the financial services industry for over 30 years, and has been registered with the Securities and Exchange Commission (SEC) since 1992. John is a Series 6, 7, 63 and 66 licensed professional. John has experience working at various firms including Ameriprise Financial Services, LLC, First Allied Securities, Inc., Cetera Advisors LLC and Questar Capital Corporation. John is also a registered investment advisor in Arizona and Texas. John is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC).

Firm Information

John Cheang is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Cheang’s Registration & Firm History

AZ

11/02/2023 - Present

Wells Fargo Clearing Services, LLC (SCOTTSDALE AZ)

AZ

10/15/2015 - 11/10/2023

AMERIPRISE FINANCIAL SERVICES, LLC (SCOTTSDALE AZ)

AZ

01/31/2014 - 10/19/2015

FIRST ALLIED SECURITIES, INC. (PHOENIX AZ)

AZ

03/21/2006 - 02/11/2014

CETERA ADVISORS LLC (PHOENIX AZ)

MN

11/16/2004 - 03/06/2006

QUESTAR CAPITAL CORPORATION (MINNEAPOLIS MN)

AZ

07/29/2003 - 03/31/2004

SCOTTSDALE CAPITAL ADVISORS CORP (SCOTTSDALE AZ AZ)

CT

07/06/1999 - 06/12/2003

HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)

VT

04/17/1998 - 06/30/1999

EQUITY SERVICES, INC. (MONTPELIER VT)

IA

07/02/1993 - 09/09/1997

PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)

MA

04/13/1992 - 06/09/1993

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

MA

02/21/1992 - 04/21/1992

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

02/21/1992 - 04/21/1992

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 07/18/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/03/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/03/2005

Series 7 - General Securities Representative Examination

BC

Issued 02/19/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for John Wai Cheang. Review regulatory record here.
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