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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Wah hin Au is an active investment advisor representative with Planmember Securities Corp. based in Mililani, HI. John has been in the industry since April 1, 1998, and has previous experience with SYMETRA INVESTMENT SERVICES, INC., and SAFECO INVESTMENT SERVICES, INC.. John holds both Series 63 and Series 65 licenses. John is a Registered Representative with FINRA and a Registered Investment Advisor with the state of Hawaii. John provides a variety of services including portfolio management, financial planning, and educational seminars. John specializes in working with high-net-worth individuals, corporations or businesses, individuals other than high-net-worth individuals, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
HI
07/01/2011 - Present
Planmember Securities Corp. (Mililani HI)
HI
11/30/2001 - 06/30/2011
SYMETRA INVESTMENT SERVICES, INC. (MILILANI HI)
CA
02/29/2000 - 12/03/2001
PLANMEMBER SECURITIES CORPORATION (CARPINTERIA CA)
MA
04/02/1998 - 03/02/2000
SAFECO INVESTMENT SERVICES, INC. (BOSTON MA)
IA
Issued 12/13/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/18/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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