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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Racciatti-parker is an Investment Advisor Representative with over 24 years of experience in the financial services industry. John has a strong background in various financial services disciplines, including investment banking and portfolio management, and is registered with Raymond James & Associates, Inc. Previously, John was employed by Morgan Stanley and its subsidiaries. John has held licenses in various states, including New Jersey and Florida, demonstrating a wide range of expertise. John holds a Certified Financial Planner designation and has achieved success in various financial fields.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/27/2024 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
NY
06/01/2009 - 04/11/2024
MORGAN STANLEY (New York NY)
NJ
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (LAWRENCEVILLE NJ)
NJ
03/03/1999 - 04/02/2007
MORGAN STANLEY DW INC. (LAWRENCEVILLE NJ)
IA
Issued 03/24/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/18/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/25/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2002
Series 3 - National Commodity Futures Examination
BC
Issued 03/18/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 03/02/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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